Lee Financial Company
TL;DR
Founded in 1975 by Richard R. Lee Jr., the independently owned firm offers financial planning and investment management to high net worth individuals, trusts and businesses.
$1.7 billion
Regulatory AUM
As of ADV filing 2026-07-31
1,745
Accounts / Clients
428 clients
0
Disclosures
Item 11 events
SEC
Registration
SEC-registered
39
Team Size
employees, 22 advisory
51 yrs
Years Registered
First registered 1975
About Lee Financial Company
Founded in 1975 by Richard R. Lee Jr., the independently owned firm offers financial planning and investment management to high net worth individuals, trusts and businesses.
Office: 8350 N. Central Expressway, Suite 1800, Dallas, TX 75206.
Best for: Families wanting planning-led fee-only advice, tiered at 1.0% under $10M
Fee model and designations stated on the guide
Fee-onlyPlanning designations named
Form ADV data
CRD105910
RegistrationSEC-registered
First registration1975
Regulatory AUM$1.7 billion
ADV filing date2026-07-31
Accounts1,745
Clients428 individual and high-net-worth clients
Employees39
Advisory employees22
Fee modelFee-only per its own site and ADV 2A
MinimumNot disclosed
Disclosure events (Item 11)0
DesignationsCFP, CFA and CPA named on the about page
Source: SEC Investment Adviser Public Disclosure, CRD 105910, as of ADV filing 2026-07-31, pulled October 10, 2026.
Ranked on ProCloser
- Top 10 Wealth Managers in Dallas, TX (2026): rank 2 of 10
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